基于自注意力与CNN-LSTM的西北太平洋四类典型渔船捕捞状态识别
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S972.7;TP18

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国家重点研发计划(2024YFD2400603);国家自然科学基金(42476086);大洋渔业资源可持续开发教育部重点实验室开放基金(A1-2006-25-200203)


Fishing state recognition for four typical vessels in the Northwest Pacific Ocean based on self-attention and CNN-LSTM
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    摘要:

    为了高效地从渔船自动识别系统(Automatic identification system,AIS)提取渔船捕捞状态信息,为打击非法、无管制和未报告的捕捞活动(Illegal, unreported, and unregulated,IUU)提供技术支持。本研究提出了一种融合多尺度卷积神经网络(Convolutional neural network, CNN)与长短期记忆网络(Long short-term memory, LSTM),并引入多头自注意力机制(Multi-head self-attention, MHSA)的深度学习模型(CNN-LSTM模型)。该模型以西北太平洋海域4类典型渔船(延绳钓、围网、拖网和鱿钓)的AIS轨迹片段为输入,综合提取渔船航速、航向、经纬度及其动态变化特征。为解决样本不均衡问题,模型在训练中引入了类别权重机制。实验结果显示,模型对捕捞与非捕捞状态的识别准确率分别达到84.8%和85.4%。对拖网、围网和鱿钓渔船的捕捞状态识别精度均高于88%,但对延绳钓渔船的召回率偏低(73.12%),这表明其复杂的作业行为对模型识别构成挑战。研究表明,不同类型渔船在捕捞状态下的航速分布、昼夜作业模式以及季节性分布存在显著差异。本研究所构建的模型能够有效识别多种类型渔船的捕捞状态,弥补了传统基于规则或聚类方法在复杂行为识别上的不足。本研究可为提升远洋渔业动态监测与监管效率、实现非法捕捞行为监测以及渔业资源评估提供技术支撑。

    Abstract:

    To efficiently extract fishing status from automatic identification system (AIS) data and provide critical technical support for combating illegal, unreported, and unregulated (IUU) fishing, this study proposes a hybrid deep learning model that integrates a multi-scale convolutional neural network (CNN) and a long short-term memory (LSTM) network, enhanced with a multi-head self-attention (MHSA) mechanism. The model takes AIS trajectory segments from four typical vessel types (longliners, purse seiners, trawlers, and squid jiggers) in the Northwest Pacific Ocean as input, comprehensively extracting features such as vessel speed, heading, spatiotemporal location, and their dynamic changes. To address the issue of class imbalance, a class weighting mechanism was incorporated during model training. The experimental results, based on 2020 AIS data, show that the model achieves recognition accuracies of 85.4% for non-fishing and 84.8% for fishing states, demonstrating good stability and discrimination ability. The model exhibits good recognition performance for trawlers, purse seiners, and squid jiggers, with accuracies exceeding 88%. However, the recall rate for longliners is relatively low (73.12%), indicating that their complex operational behavior poses a challenge for the model. The analysis also reveals that different vessel types exhibit significant variations in fishing speed distribution, diurnal patterns, and seasonal spatial distribution. The developed model effectively identifies the fishing status of multiple vessel types, compensating for the limitations of traditional rule-based or clustering methods in complex behavior recognition. This research can provide technical support for improving dynamic monitoring and regulatory efficiency, enabling IUU fishing behavior detection, and supporting fishery resource assessment.

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高雅,常亮,陈新军,吴峰,杨承昊,黄博,彭愉溪,胡甚平.基于自注意力与CNN-LSTM的西北太平洋四类典型渔船捕捞状态识别[J].上海海洋大学学报,2026,35(5):1242-1255.
GAO Ya, CHANG Liang, CHEN Xinjun, WU Feng, YANG Chenghao, HUANG Bo, PENG Yuxi, HU Shenping. Fishing state recognition for four typical vessels in the Northwest Pacific Ocean based on self-attention and CNN-LSTM[J]. Journal of Shanghai Ocean University,2026,35(5):1242-1255.

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  • 收稿日期:2025-06-02
  • 最后修改日期:2025-09-25
  • 录用日期:2025-10-17
  • 在线发布日期: 2026-09-08
  • 出版日期: 2026-09-30
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